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训练材料:證監會凍結老虎基金申請被駁回

天之聪教育 2012-07-05 未知 382次

 

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韩刚老师中级面授班授课实录

 

韩刚:毕业于外交学院英语翻译理论与实践专业,曾以优异成绩考入外交部翻译室接受培训,后调任新闻司担任新闻发言人同传;曾为国际大型会议担任同传逾百场,口译实战经验颇丰。 作为B2A口译系统教学法创始人,自2003年起潜心钻研口译培训,注重系统传授,教学踏实认真,方法科学得当,现已在北京翻译培训界独树一帜,是深得广大学员尊重和爱戴的口笔译资深权威讲师。

 

马茜老师初级面授班授课实录

 

马茜:北京外国语大学毕业,师从韩刚老师,一次性获得人事部二级口、笔译证书及教育部中级口译证书,现为天之聪教育口译讲师。


 

證監會凍結老虎基金申請被駁回

 Wednesday, June 22, 2011

 證監會早前要求凍結美國對沖基金老虎亞洲管理及其三位高管3850萬港元資金的申請,昨天遭到香港法院駁回。

 高等法院法官夏理士(Jonathan Harris)昨天在書面判詞中表示,法庭沒有權限決定該對沖基金及其三名高管(即創辦人Bill Hwang Sung-kook、董事總經理兼交易主管Raymond Park和交易員William Tomita)是否如證監會所稱曾從事內幕交易或操控市場。他表示,必須首先由市場失當行為審裁處或刑事法庭確立有罪,法院才能根據《證券及期貨條例》第213條簽發資產凍結令。

 代表證監會的資深大律師韋仕博(Simon Westbrook)向法官表示,證監會認為這是明顯應該起訴的內幕交易案,但由於三位被告身處紐約,因此不可能起訴他們。

 法官夏理士在判詞中指出,三名對沖基金經理人冒險途經香港的機會極其微小。

 《證券及期貨條例》第213條規定,如果被告被裁定罪名成立,證監會可以向法院申請凍結被告資金,可凍結金額相當於內幕交易或操控市場所得收益,以確保投資者能獲得賠償。

Bid to freeze Tiger cash rejected

Markets watchdog told court cannot sequester assets of hedge fund it believes is guilty of insider dealing

A Hong Kong court has rejected a Securities and Futures Commission bid to freeze HK$38.5 million worth in assets belonging to the US hedge fund Tiger Asia Management and its three executives, marking a setback for the financial markets watchdog.

High Court Judge Jonathan Harris concluded in a written judgement yesterday that his court did not have jurisdiction to determine whether the hedge fund and its three executives - its founder, Bill Hwang Sung-kook, managing director and head of trading Raymond Park, and trader William Tomita - had engaged in insider dealing or market manipulation, as alleged by the SFC. He said that a guilty verdict first had to be established by either the Market Misconduct Tribunal or a criminal court before he could grant a court order to freeze the money under section 213 of the Securities and Futures Ordinance.

Senior Counsel Simon Westbrook, representing the commission, had told the judge the SFC "thought that this was a clear case of insider dealing that should be prosecuted, but as the defendants (Hwang, Park and Tomita) are in New York this was not possible".

Judge Harris wrote: "I would have thought any prospect of the three hedge fund managers passing through Hong Kong and risking prosecution is more than remote."

Section 213 allows the SFC to apply for a court order to freeze defendants' money equal to the sum they are alleged to have earned from insider dealing or market manipulation to make sure money is available to compensate investors if they are found guilty.

 

 

 

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