毕马威前合伙人承认泄露内幕信息

天之聪教育 2013-04-25 天之聪教育 190次

毕马威前合伙人承认泄露内幕信息

Former KPMG partner given Rolex for tips

Scott London, the former KPMG partner who issued an unusual public confession to insider trading, was charged with sharing confidential secrets about five companies with his golf partner in exchange for bags of cash and a Rolex watch.

毕马威(KPMG)前合伙人斯科特•伦敦(Scott London)被指控向高尔夫球伴透露5家公司的机密信息，换取大把现金和一块劳力士(Rolex)手表。他发布了一份不同寻常的公开认罪书。

The US attorney’s office in Los Angeles filed a criminal complaint charging Mr London with one count of conspiracy to commit securities fraud. He was expected to appear in court later on Thursday, his lawyer said. He faces up to five years in prison if convicted.

美国洛杉矶检察院提起刑事诉讼，指控伦敦犯下一宗证券欺诈的共谋罪。其律师表示，伦敦将于周四晚些时候出庭。如果获罪，他最多可能面临5年监禁。

Mr London, the former head of KPMG’s audit practice for the Pacific Southwest, allegedly gave confidential information about clients Herbalife and Skechers, as well as Deckers Outdoor and former clients RSC Holdings and Pacific Capital, to his golf partner Bryan Shaw, a jeweller.

伦敦曾是毕马威美国西南部太平洋海岸地区审计实践的主管。他被指控向高尔夫球伴、珠宝商布莱恩•肖(Bryan Shaw)透露客户康宝莱(Herbalife)、斯凯奇(Skechers)以及Deckers Outdoor、前客户RSC Holdings和Pacific Capital的机密信息。

In exchange for the information, he received a $12,000 Rolex Daytona Cosmograph watch, cash in bundles of $10,000, dinners and more than $25,000 in concert tickets, authorities allege. Mr Shaw made more than $1m by trading on the secret information, authorities allege.

有关部门指控，这些信息为他换来了价值1.2万美元的劳力士Daytona Cosmograph手表，每沓1万美元的现金数捆，数次大餐以及价值超过2.5万美元的音乐会门票。有关部门指控，肖按照这些机密信息交易，赚了100多万美元。

Mr Shaw, who has been co-operating with authorities, secretly recorded conversations with Mr London. Mr Shaw did not face criminal charges on Thursday.

与当局合作的肖偷偷地录下了与伦敦的对话。周四，肖没有受到刑事指控。

Mr Shaw’s lawyer on Wednesday read a statement from his client, saying: “I expect that my actions will result in significant civil and criminal consequences, but I realise that this is the painful price I will pay for my transgressions.”

肖的律师周三宣读了肖的一份声明：“我认为我的行为将带来严重的民事及刑事责任，但我意识到这是我为自己罪行付出的沉痛代价。”